Whistleblowers: They may not be who you think they are!
The word 'whistleblower' conjures up images of Enron or other head-line grabbing stories where an employee is awarded millions of dollars for reporting some egregious action by their employer, who callously ignores the reports of wrongdoing in the search for profits....
read more
Compliance Investigations-When Culture is the Issue
As a compliance professional, conduct- ing investigations is an essential part of the job. We are tasked with pre- venting and detecting wrongdoing, whether it’s violations of laws, regulations, or internal policies and procedures. Sometimes, however, we come to the...
read more
Internal Compliance Reviews-Attorney Client Privilege
One question that often comes up when an internal compliance review or investigation is being planned is whether or not it should be conducted under attorney client privilege. Many factors should be considered when this question arises, and if the answer is yes, then...
read more